Responsibilities:
Analyzes client behavior for signs of abusive, manipulative, or illegal trading practices.
Gathers essential information from clients and exchanges to accurately assess activities.
Reports potential market abuse incidents to the Compliance team, detailing the information and analyses used to aid in implementing corrective measures.
Contributes to management reports on tracked client activities, statistical data, and conducted analyses and actions.
Monitors risk controls related to the business, identifying any weaknesses in these controls.
Provides regular reports required by the business line and Risk Control functions.
Participates in all internal and external discussions and communications that involve risk considerations.

Requirements:
Minimum 2 years of experience in the compliance industry with hands on experience in Trade/Market Surveillance
Market Surveillance experience with EQD, stock connect, etc.
Experience with SMARTS
Well versed with SFC rules and regulations
Fluent in English and Chinese

Our client offers excellent remuneration package to the right candidate. Interested parties please kindly reach out to Eunice Lee at 3907 0744 / [email redacted, apply via Company website] for a confidential discussion.

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Full-time