Compliance Officer, Malaysia

Job Summary

Ensure that an organization's operations and procedures meet government and industry compliance standards. Applies complete knowledge, skills, and practices to perform assignments.

Job Description

As part of the Chief Legal and Administrative Officer Group, Regulatory Compliance provides independent control and oversight of the management of RBC's regulatory compliance risks and controls, as it relates to laws, regulations and regulatory expectations relevant to the activities of RBC and subsidiaries in the jurisdictions in which they operate.

RBC established a presence in Malaysia in 2008 and today supports RBC businesses around the world, providing a growing number of services, including:

• operational processing supporting Wealth Management, Capital Markets and Investor Services;
• digital and technology support for Wealth Management and Capital Markets;
• direct functional support for Finance, Global Risk Management and Compliance; and
• HR, Facilities, Procurement, Infrastructure and Project Management support.

With the RBC Shared Services Malaysia (SSM) footprint expanding and a number of new onshore Compliance teams proposing to have activities performed from Malaysia over the coming months, the RBC Compliance function has approved the creation of this new Compliance Officer, Malaysia position. This role, reporting to the Head of Compliance, Malaysia will be support SSM in:

• Assessing and embedding any new Malaysia Compliance controls and oversight arrangements (e.g. restricted access; oversight/monitoring) required to satisfy onshore Regulatory and/or RBC Compliance policy requirements/expectations.
• Assessing and evolving Malaysia Co E Compliance controls & oversight arrangements (where necessary) to satisfy any new Compliance-specific onshore requirements/expectations/conditions.
• Supporting onshore regulatory or audit requests/questions relating to Compliance owned activities offshored to Malaysia.
• Promptly providing supporting data to enable Onshore Compliance Activity owners to fulfil their oversight responsibilities (e.g. information relating to risk assessment refreshes; the ongoing status of KPIs and KRIs for each activity offshored).

Job Skills
Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Industry Knowledge, Internal Controls, Interpersonal Relationship Management, Product Services, Risk Management, Strategic Thinking

Additional Job Details

Address:

PERSIARAN IRC 2, IOI RESORT CITY IOI CITY TOWER ONE:PUTRAJAYA

City:

Putrajaya

Country:

Malaysia

Work hours/week:

40

Employment Type:

Full time

Platform:

CHIEF LEGAL & ADMIN OFFICE GRP

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2024-11-26

Application Deadline:

2024-12-30
Note : Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

I nclusion and Equal Opportunity Employment

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.

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Job ID R-0000106903