CITIC Futures International Company Limited (CFI) is a wholly owned subsidiary of CITIC Futures Company Limited, one of the largest futures brokerage firm in China.We focus and specialize in providing global futures and options trading services, ranging from all electronic to high-touches, to both overseas and domestic clients. Our vision is to become the premier futures firm globally and also provide comprehensive risk solutions for “going out” Chinese companies and “brought-in” international capital.

Key Responsibilities

Work closely in compliance department on general regulatory affairs, identify applicable rules and handle regulatory interactions

Support in corporate governance tasks, such as senior management meeting and Board meeting, resolutions and minutes preparation and archive

Provide support to the internal control and license management of the company

Conduct daily and periodic AML management tasks, train and assist other departments in implementing AML measures.

Other compliance management and AML related work

Requirements

Degree holder in Law, Finance, Management or related discipline(s).

At least 2 year experience in compliance & AML field is an advantage; experience in securities, futures, funds and other financial institutions is preferred.

Familiarity with AML regulatory requirements, the Hong Kong SFO, and the SFC rules and regulations is preferred.

Strong abilities of research and analysis in laws and regulations in both Chinese and English.

Excellent command of written and spoken English and Chinese, fluency in Putonghua is a must, and fluency in Cantonese is preferred.

Good team player with excellent communication and strong sense of responsibilities.

Both English and Chinese Resumes are required

Data collected will be kept strictly confidential and used for recruitment purposes only. Please visit our website http://www.citicsf.com.hk/disclaimer/ for the personal information collection statement.

Full-time