Everbright Securities International

At Everbright Securities International, we serve with professional integrity. More than a claim, this describes the way we do business. As an international business platform of Everbright Securities Company Limited (SSE: 601788, HKEX: 6178), our Company is engaged in five key businesses: Wealth Management, Corporate Finance & Capital Markets, Institutional Business, Asset Management, and Investment & Financing, serving individuals, corporations and institutions in Hong Kong, Macau, Mainland China and the U.K.

Operating under the “Everbright Securities International” brand and business brand “EBSI Wealth”, complemented with service brands namely “EBSI Private”, “EBSI Direct” and “EBSI Forex”, our Company is a full-fledged financial platform providing excellent global financial products and services.

Our all-rounded product and service suite, and our solid track record of delivering a steady return on equity while being committed to staff development, present enormous prospects for talents.

Ref: AVP/221124CT/51

Responsibilities

Provide AML/CTF guidance and advisory to senior management and business units

Develop and implement AML/CTF policies, procedures and monitoring programs for relevant business activities

Manage transaction monitoring framework and process, implementing effective methods to identify suspicious transactions

Develop AML/CTF awareness and training, and provide regular training to staff and representatives

Conduct market surveillance practice and monitor suspicious transactions

Design compliance surveillance programs and conduct compliance monitoring/ reviews and ad-hoc investigations

Advise on FATCA/ CRS compliance and other upcoming common reporting standard and regulatory requirements

Handle complaints and fraud cases

Requirements

University degree in Accounting, Business, Law or related discipline

6 years’ solid experience in compliance, audit or related field in the financial services sector or with regulatory authorities

Experience in performing compliance or similar training, development of policies and procedures (and related guidelines), and the conduct of compliance review and investigations

Sound working knowledge of AMLO, the SFO and subsidiary regulations; and other regulations which may be relevant to business activities (e.g. those enforced by CIB, MPFA, SEHK, HKFE).

Strong logical and analytical skills in problem solving

Strong ethics, integrity and enthusiasm

Good leadership, excellent interpersonal, communication and presentation skills

Good command of written and spoken English and Chinese. Fluency in Putonghua is an advantage

Full-time