Job description

HSBC Qianhai
HSBC Qianhai Securities Limited (HSBC Qianhai), a joint venture securities company, was incorporated on 28 August 2017, pursuant to Supplementary Agreement X to the Closer Economic Partnership Arrangements (CEPA) between the mainland and Hong Kong.
The registered capital of HSBC Qianhai is RMB1.8 billion. The Hong Kong and Shanghai Banking Corporation Limited (HSBC) holds 90% of the shares, while Qianhai Financial Holdings Co., Ltd. (QFH) holds the remaining 10%. Our headquarters are located in Qianhai, Shenzhen. We have branch offices in Beijing and Shanghai, and a trading outlet in Qianhai, Shenzhen.
By combining solid expertise in the domestic capital market with the global competitive advantage of the HSBC Group, we are committed to providing our customers with comprehensive securities services and a diverse range of products, aspiring to be your unique partner in China's onshore capital markets.
Our purpose – ‘Opening up a world of opportunity’ – explains why we exist. For information about our purpose and values, please visit HSBC.com.
HSBC Qianhai is part of one of the world’s largest financial services organisations. Whether you are an experienced professional, looking for your first job, or are interested in one of our student and graduate programmes, we provide many ways for you to develop your skills and achieve your career ambitions in a diverse and inclusive environment.
We offer opportunities across our organisation to build a fulfilling career and work with colleagues and customers around the world. We have roles available in business areas including Investment Banking, Securities Brokerage, Investment Advisory, Securities Proprietary Trading, Asset Management and Private Wealth Management, and Functions, Digital Business Services.
We look for people who are ambitious and want to develop their career and contribute to HSBC’s long-term, sustainable growth. We want employees who can help us achieve our strategy, balance social, environmental and economic considerations and manage risk accordingly.
To ensure we achieve this growth in the right way, we place great emphasis on our values. We are committed to applying the highest standards throughout the company, everywhere we do business.
Diversity and inclusion is at the heart of our business. Joining HSBC will give you the opportunity to work in a collegiate and supportive environment in which we seek to develop and promote you based on merit.
We also have a strong commitment to sustainability and encourage employees to participate in our community projects and other activities.


Responsibilities of the role holder

• Take ownership of MSS control and conduct framework. Support MSS businesses by ensuring effective execution of global and local governance, assurance, conduct and control standards. Track issues in relation to MSS businesses and act as an additional escalation point with respect to internal control issues of the MSS businesses;

• Responsible for implementing efficient operational risk management in MSS. Key accountabilities include compliance with regulation and ensure business keeps pace with regulatory reform, work closely with business and COO to ensure risk well controlled and facilitate continuous evolvement of risk and control framework via enhancements to policy, process and infrastructure;

• Work closely with local and regional risk stewards and assist in implementing policies and processes to mitigate MSS business’ top risk;

• Connect with regional NFR, business and COO to align practice/controls, and coordinate MSS businesses and stakeholders to adopt and implement practice/controls.

Requirements

To be successful in the role, you should meet the following requirements:

• Understanding of local secondary market - brokerage, trading and asset management;

• Good understanding of front to back processes within MSS;

• Strong Chinese and English language (both written and oral) skills, and previous working experience in global investment bank is preferred;

• Strong communication skills to coordinate and influence business heads and functional stakeholders;

• Positive attitude and thinking, and always look for quality/efficiency improvement in day-to-day work.

Location: Shenzhen